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Using a Normal Probability Plot for Estimating Process Capability


Authors: Robert & Marilyn Hart

Q: How do I use a normal probability plot to estimate process capability regardless of the shape of the distribution?

A: A probability plot graphs the relative cumulative frequency of the data using a plotting convention and a special normal probability graph scale. This graph can then be used to estimate the distribution of the parent population from which the data came.

The construction of a probability plot was presented in the November 1999 Quality Practice Tips. It was noted that the normal probability plot provides a quick check on normality. However, the normal probability plot is very useful for any set of data whether the data are normally distributed or not.

Example:
The histogram of the lengths of 200 pins is found in Figure 1. Note that the data are not normally distributed. This is verified by the probability plot in Figure 2.

Recall that

1. the X-axis is a linear scale of the measurement
2. the Y-axis is the cumulative probability of a piece being as large, or smaller than the X-axis value
3. if the data are normally distributed, the probability plot will yield a straight line.

Figure 1. Histogram of the Lengths of 200 Pins

Figure 2. Probability Plot of the Lengths of 200 Pins

The "best-fit curve" is drawn to fit the data points in Figure 3. Also in Figure 3, two horizontal lines are drawn from the Y-axis scale at cumulative probabilities of .00135 and .99865 (0.135% and 99.865%) to where they intersect the curve. At the points of intersection, vertical lines are dropped to the X-axis and the corresponding X values are read. These X values then estimate the values of the data distribution that would exceed 0.135% and 99.865% of the data from the parent population. In Figure 3, these values are approximately 1 and 24. These values yield the best estimate for the extent of the "middle" 99.73% (i.e., 99.865% - 0.135%) of the data.

Figure 3. Probability Plot Displaying the "Process Capability Limits"

Recall that for a normal distribution, the "process capability" is often defined as the mean plus or minus three standard deviations, i.e., the "middle" 99.73% of the data. Three standard deviations will not work for this data set because these data are not normally distributed.

This procedure can actually be used to find the X-value corresponding to any cumulative percentage of the distribution. For instance, suppose one wants to find the length which will be exceeded by only 5% of the pins. In Figure 4 it can be seen that approximately 8.3 exceeds 95% of the data.

Figure 4. Probability Plot Displaying Where 95% of the Data Fall Below

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